Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Farago is a financial advisor with J.P. Morgan Securities LLC. George has been in the financial industry since 1996 and holds a Series 7, Series 24, Series 55, Series 57TO, and Series 63. George has worked at several firms including Barclays Capital Inc., J.P. Morgan Securities Inc., UBS Securities LLC, Fleet Securities, Inc., and Bear, Stearns & Co. Inc. George specializes in providing financial advice to individuals, corporations, and other businesses. He is also experienced in pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/03/2018 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
04/26/2010 - 12/01/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/01/2008 - 04/26/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/04/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/20/2003 - 09/16/2005
UBS SECURITIES LLC (NEW YORK NY)
TX
07/05/2000 - 01/03/2003
FLEET SECURITIES, INC. (DALLAS TX)
NY
03/02/1999 - 05/05/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/20/1998 - 01/01/1999
BNY ESI & CO., INC. (NEW YORK NY)
NY
11/10/1995 - 09/24/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 12/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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