Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Ripley is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. George is a registered representative and investment advisor representative, and is licensed to provide financial advice in multiple states. George holds Series 6, 7, 9, 10, 63, and 66 licenses. George has been a financial advisor since 2003. George previously worked for Charles Schwab & Co., Inc. and Farmers Financial Solutions, LLC. George specializes in providing financial advice to individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. George's areas of expertise include investment management, portfolio management, and financial planning. George is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/12/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Queen Creek AZ)
AZ
11/03/2009 - 04/04/2012
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
CA
02/06/2004 - 12/17/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
CA
09/29/2003 - 12/31/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
GA
02/06/1997 - 12/31/1997
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 07/02/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/27/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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