Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Kane has been a registered representative in the financial industry since 1984. George is currently registered with Wealthpenn.comllc and has been with the firm since 2014. George has previously worked for firms including UBS Financial Services Inc., Exos Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Rauscher Pierce Refsnes, Inc. George has a wide range of experience in the financial industry, having held positions as a financial advisor and a branch manager. George is also a registered investment advisor and has passed several industry exams, including Series 3, 4, 7, 8, 9, 10, 15, 24, 63, 65, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OR
01/02/2014 - Present
Wealthpenn.comllc (Portland OR)
WA
10/29/2010 - 01/08/2014
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
WA
01/16/2009 - 10/26/2010
EXOS SECURITIES, LLC (MERCER ISLAND WA)
WA
09/05/1990 - 11/19/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
TX
04/01/1986 - 09/26/1990
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
01/06/1984 - 04/19/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 10/8/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/7/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/27/2008
Series 24 - General Securities Principal Examination
BC
Issued 9/11/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/5/2012
Series 3 - National Commodity Futures Examination
BC
Issued 5/22/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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