Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Friedman is a financial advisor with Stifel, Nicolaus & Company, Inc. George is licensed in 31 states and has been in the industry since 1979. George has a broad range of experience and expertise. In addition to his Series 7 and Series 63, George holds the Series 9, Series 10, Series 8 and SIE licenses. George also holds the Series 65 license. George has experience working with high net worth individuals, corporations, trusts, pension plans, and other organizations. George is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals. George’s current office location is in Sarasota, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/25/2000 - Present
Stifel, Nicolaus & Company, Inc. (SARASOTA FL)
NY
03/02/1998 - 08/29/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
10/17/1988 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
04/24/1981 - 10/17/1988
THE MILWAUKEE COMPANY
NA
05/24/1979 - 05/24/1981
DEAN WITTER REYNOLDS INC.
IA
Issued 07/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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