Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Einar Ray has been in the financial industry since August 24, 1981. George is currently registered with B. Riley Wealth Advisors, Inc. in Texas. George is also licensed as an agent for B. Riley Wealth Insurance and Annuities, and is a Certified Financial Fiduciary through the National Association of Certified Financial Fiduciaries. George has worked with National Securities Corporation, WFG Investments, Inc., Oppenheimer & Co. Inc., CIBC World Markets Corp., Prudential Securities Incorporated, Smith Barney Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. George specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/21/2017 - Present
B. Riley Wealth Advisors, Inc. (DALLAS TX)
TX
08/24/2017 - 07/22/2022
NATIONAL SECURITIES CORPORATION (DALLAS TX)
TX
08/03/2016 - 08/25/2017
WFG INVESTMENTS, INC. (DALLAS TX)
TX
01/03/2003 - 05/31/2016
OPPENHEIMER & CO. INC. (DALLAS TX)
NY
06/08/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/13/1995 - 06/29/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 03/01/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/23/1981 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/01/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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