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George Edward Thiergartner

B. Riley Wealth Advisors, Inc.

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About George Edward Thiergartner

George Edward Thiergartner is a financial advisor with B. Riley Wealth Advisors, Inc. in Maitland, Florida. George has been in the industry since 1983 and has worked with numerous firms, including Moors & Cabot, Inc., Wells Fargo Advisors Financial Network, LLC, Janney Montgomery Scott LLC, and Citigroup Global Markets Inc. George's expertise is in providing financial planning, pension consulting, educational seminars, and portfolio management services. George also specializes in working with high-net-worth individuals, corporations, and pension and profit-sharing plans.

Firm Information

George Thiergartner is currently registered with B. Riley Wealth Advisors, Inc.. B. Riley Wealth Advisors, Inc. is a financial advisory firm with approximately $7.64 billion in regulatory assets under management. The firm offers financial planning, pension consulting, and educational seminars, and it provides portfolio management for individuals, businesses, and other investment advisers. The firm serves a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans. B. Riley Wealth Advisors, Inc. is headquartered in Memphis, Tennessee.
B. Riley Wealth Advisors, Inc.

40 S. MAIN ST.

MEMPHIS, TN 38103

$7.65B

Assets Under Management

40

Total Clients

338

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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George Thiergartner’s Registration & Firm History

FL

10/18/2021 - Present

B. Riley Wealth Advisors, Inc. (MAITLAND FL)

FL

09/03/2020 - 07/22/2022

NATIONAL SECURITIES CORPORATION (MAITLAND FL)

FL

06/15/2012 - 09/21/2020

MOORS & CABOT, INC. (WINTER PARK FL)

FL

03/15/2011 - 05/29/2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WINTER PARK FL)

FL

06/18/2007 - 04/08/2011

JANNEY MONTGOMERY SCOTT LLC (PONTE VEDRA BEACH FL)

FL

07/31/1993 - 06/29/2007

CITIGROUP GLOBAL MARKETS INC. (WINTER PARK FL)

NY

01/15/1991 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

11/07/1986 - 01/22/1991

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NA

08/08/1984 - 11/13/1986

DEAN WITTER REYNOLDS INC.

NA

04/19/1983 - 08/13/1984

PAINEWEBBER INCORPORATED

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Licenses & Designations

BOTH

Issued 04/28/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/14/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for George Edward Thiergartner. Review regulatory record here.
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