Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Edward Arocha is a financial advisor with over 40 years of experience in the industry. George is currently registered with Madison Avenue Securities, LLC, and has been with the firm since 2006. George is a Certified Financial Planner and a Chartered Financial Consultant. In addition to his work with Madison Avenue Securities, LLC, George also owns and operates GA Financial Advisors, Inc., providing financial planning services. George has a diverse background with experience in several different financial institutions, including USALLIANZ Securities, Inc., DREHER & ASSOCIATES, INC., NEW ENGLAND SECURITIES, W. S. GRIFFITH & CO., INC., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/25/2009 - Present
Madison Avenue Securities, LLC (SAN DIEGO CA)
MN
01/05/1998 - 05/31/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
NA
02/28/1991 - 01/12/1998
DREHER & ASSOCIATES, INC.
IL
06/01/1987 - 01/12/1998
DREHER & ASSOCIATES, INC. (OAKBROOK TERRACE IL)
NY
03/22/1989 - 12/13/1990
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
02/13/1984 - 06/03/1987
W. S. GRIFFITH & CO., INC.
NA
01/17/1984 - 01/27/1984
EQUICO SECURITIES, INC.
NA
05/04/1981 - 01/27/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 11/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1998
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/27/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/30/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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