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George Earl Darphin

Northwestern Mutual Investment Services, LLC

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About George Earl Darphin

George Earl Darphin is a financial advisor who has been in the industry since December 1991. He is currently registered with Northwestern Mutual Investment Services, LLC and works out of their Gulfport, MS office. George holds the Series 6, Series 26, and Series 63 licenses. He is also a registered investment advisor in Louisiana. George has experience working with clients in Alabama, Florida, Louisiana, Mississippi, South Carolina, and Texas. In addition to his financial advisory work, George is also a 25% owner of Darphin Family Farm LLC. He is a long-standing member of the Northwestern Mutual family, with a history spanning over 30 years.

Firm Information

George Darphin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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George Darphin’s Registration & Firm History

MS

11/13/2019 - Present

Northwestern Mutual Investment Services, LLC (Gulfport MS)

WI

02/28/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 06/20/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Earl Darphin.
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