Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Mullen is a financial advisor with over 30 years of experience in the industry. George has a diverse background working with several firms including Morgan Stanley DW Inc., UBS PaineWebber Inc., Prudential Securities Incorporated, Dean Witter Reynolds Inc., Thomas Green/San Diego Securities Incorporated and San Diego Securities Incorporated. George is currently registered with LPL Financial LLC and holds a Series 7, Series 24, Series 3 and Series 63 licenses. George also holds a Series 65 license. George provides investment advice to individuals, corporations, other businesses and retirement plans. George is a dedicated financial advisor committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/26/2007 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
08/02/2002 - 02/15/2007
MORGAN STANLEY DW INC. (SAN DIEGO CA)
NJ
09/01/1998 - 08/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/03/1996 - 09/02/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/11/1988 - 05/08/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/30/1987 - 04/12/1988
THOMAS GREEN/SAN DIEGO SECURITIES INCORPORATED
NA
11/21/1986 - 11/05/1987
SAN DIEGO SECURITIES INCORPORATED
IA
Issued 10/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1989
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure George Mullen is the right advisor for you? Invested Better is here to help.
