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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George douglas? Claim Your ProfileGeorge douglas Prosser is a financial advisor with over 25 years of experience in the industry. George douglas is currently registered with Fidelity Personal AND Workplace Advisors. George douglas has previously been registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, TD AMERITRADE, INC. and L.C. WEGARD & CO., INC.. George douglas is licensed to provide financial advice in 35 states. George douglas specializes in providing financial advice for individuals, businesses, and retirement plans. George douglas has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (CINCINNATI OH)
NJ
04/20/2007 - 10/08/2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PRINCETON NJ)
NJ
01/16/1996 - 01/30/2007
TD AMERITRADE, INC. (PRINCETON NJ)
NY
07/14/1995 - 10/25/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
BOTH
Issued 07/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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