Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Sutphen is a financial professional with over 30 years of experience in the financial services industry. He holds licenses to operate in both Illinois and Arkansas. George is a Certified Financial Planner™ and a Chartered Financial Consultant. George currently works for LPL Enterprise, LLC and has been with them since November of 2024. Previously, George has worked for other firms including MetLife Securities Inc., NYLife Securities LLC, Foresters Equity Services, Inc. and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
11/14/2024 - Present
LPL Enterprise, LLC (FORT MILL SC)
IL
03/16/2010 - 09/13/2013
METLIFE SECURITIES INC. (BUFFALO GROVE IL)
NY
02/23/2007 - 03/15/2010
NYLIFE SECURITIES LLC (NEW YORK NY)
IL
10/05/2004 - 01/10/2007
FORESTERS EQUITY SERVICES, INC. (SCHAUMBURG IL)
NJ
11/26/1984 - 08/12/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 06/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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