Unclaimed
George Ewins is an investment advisor representative registered with Raymond James & Associates, Inc. and has been in the industry since 1994. George is licensed in 44 states and 2 additional jurisdictions including Texas and Vermont. George is a registered principal, investment advisor, and has the Series 63, 65, 7, 9, 10, and SIE licenses. George's previous firm was Merrill Lynch, Pierce, Fenner & Smith Incorporated. George has several specializations including Financial planning, Portfolio management for individuals, Pension consulting, Educational seminars, and Selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
11/15/2016 - Present
Raymond James & Associates, Inc. (Burlington VT)
VT
05/20/1994 - 11/03/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BURLINGTON VT)
IA
Issued 04/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure George Ewins is the right advisor for you? Invested Better is here to help.