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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Dix Peters is an investment advisor representative with Morgan Stanley. George has been in the securities industry since 1970. George holds Series 1, 5, 63, 65, 7TO, and SIE licenses and has previously worked for Dean Witter & Co. Incorporated, Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley DW Inc., and Morgan Stanley & Co. Incorporated. George is registered in 21 states and the District of Columbia. George works with individual clients, high-net-worth individuals, investment clubs, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MO
02/19/2020 - Present
Morgan Stanley (Clayton MO)
MO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. LOUIS MO)
MO
02/24/1978 - 04/02/2007
MORGAN STANLEY DW INC. (ST. LOUIS MO)
NA
04/11/1975 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
01/05/1971 - 05/14/1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
07/24/1970 - 01/15/1971
F I DUPONT GLORE FORGAN & CO
IA
Issued 04/10/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/13/1963
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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