Unclaimed
George Shapiro has been active in the securities industry for over 40 years, having started his career in 1981. Currently, George is a Registered Representative with IRC Securities LLC. He began his career with Salomon Brothers Inc. in 1981, before moving to Citigroup Global Markets Inc. in 1997. George holds a number of professional licenses and designations including Series 7, Series 24, Series 63, Series 86 and Series 87. He is registered in New Jersey and is approved to conduct business on a broker-dealer basis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/16/2010 - Present
IRC Securities LLC (NEW YORK NY)
NY
11/28/1997 - 01/07/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/03/1981 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/08/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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