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George David Shapiro

IRC Securities LLC

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About George David Shapiro

George Shapiro has been active in the securities industry for over 40 years, having started his career in 1981. Currently, George is a Registered Representative with IRC Securities LLC. He began his career with Salomon Brothers Inc. in 1981, before moving to Citigroup Global Markets Inc. in 1997. George holds a number of professional licenses and designations including Series 7, Series 24, Series 63, Series 86 and Series 87. He is registered in New Jersey and is approved to conduct business on a broker-dealer basis.

Firm Information

George Shapiro is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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George Shapiro’s Registration & Firm History

NY

12/16/2010 - Present

IRC Securities LLC (NEW YORK NY)

NY

11/28/1997 - 01/07/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/03/1981 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/08/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/17/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George David Shapiro.
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