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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Huertas is a financial advisor at Morgan Stanley. George has been in the financial industry since 1987 and has experience with both investment advisory and brokerage services. George holds the Series 63, 65, 66, and 7 licenses, as well as the SIE. In addition to providing financial advice, George has experience with portfolio management for individuals, businesses, and investment companies. George has a diverse clientele, including individuals, high-net-worth individuals, pension and profit sharing plans, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/25/2019 - Present
Morgan Stanley (Walnut Creek CA)
CA
07/30/2007 - 01/30/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
03/12/2007 - 06/04/2007
SCREAMING EAGLE TRADING, INC. (ORINDA CA)
NY
04/08/1997 - 01/27/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CA
02/23/1988 - 04/15/1997
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NA
11/21/1986 - 02/23/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
BOTH
Issued 08/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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