Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge David Frankenstein is a financial advisor with over 50 years of experience in the industry. George is currently registered with Wells Fargo Clearing Services, LLC and has previously worked for several other firms including CREDIT SUISSE SECURITIES (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. George holds Series 7, 63, 66, and 15 licenses. George specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/15/2016 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
01/17/2003 - 02/10/2016
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
02/01/1988 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
05/17/1967 - 02/10/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
01/06/1977 - 05/25/1979
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/06/1976 - 01/06/1977
DREXEL BURNHAM & CO. INCORPORATED
NA
04/18/1973 - 02/06/1976
DREXEL BURNHAM & CO. INCORPORATED
NA
06/19/1970 - 05/09/1973
DUPONT WALSTON, INCORPORATED
BOTH
Issued 02/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/1970
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/29/1977
PC - AMEX Put and Call Exam
BC
Issued 05/17/1967
Series 000 - General Securities Principal Examination
BC
Issued 03/17/1967
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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