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George Daniel Goncalves

Mufg Securities Americas Inc.

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About George Daniel Goncalves

George Goncalves is a financial professional with over 20 years of experience in the industry. George is currently registered with Mufg Securities Americas Inc., a firm headquartered in New York. Previously, George worked with firms like Nomura Securities International, Inc., Cantor Fitzgerald & Co., and Morgan Stanley & Co. Incorporated. George is registered in all 50 states as well as the District of Columbia. George's licenses and certifications include Series 3, 7, 24, 63, and 65.

Firm Information

George Goncalves is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Goncalves’s Registration & Firm History

NY

04/12/2021 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

02/01/2010 - 05/01/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

05/04/2009 - 01/21/2010

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

04/09/2007 - 05/06/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

03/23/2004 - 04/04/2007

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

07/29/2002 - 09/24/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/25/2000 - 06/08/2001

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

08/25/1998 - 02/25/2000

PRINCETON FUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/21/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2005

Series 3 - National Commodity Futures Examination

BC

Issued 08/24/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for George Daniel Goncalves.
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