Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Constantine McFarlane is an Investment Advisor Representative associated with J.p. Morgan Securities LLC. George has been in the industry since November 1999 and is registered with FINRA as well as all 50 states and the District of Columbia. In addition, George is licensed as an Investment Advisor Representative in 5 states. George has also held previous registrations with NYLIFE Securities LLC and JOSEPH STEVENS & COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
01/01/2022 - Present
J.p. Morgan Securities LLC (Columbus OH)
NY
05/16/2001 - 06/03/2015
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
10/06/1999 - 03/21/2001
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
BOTH
Issued 12/28/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2015
Series 4 - Registered Options Principal Examination
BC
Issued 07/28/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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