Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Constantin Kakouris is a financial advisor with over 40 years of experience in the financial services industry. George has held positions at several firms including Smith Barney, Harris Upham & Co., Incorporated, Drexel Burnham Lambert Incorporated, Loeb Partners, Hornblower, Weeks, Noyes & Trask Incorporated, and Hornblower & Weeks - Hemphill, Noyes Incorporated. He has also worked as a Director for a family-owned charter school consulting business. Currently, George is registered with Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in Florida and Texas. George is a Series 63 and Series 65 licensed advisor. He also holds Series 3, 5, 7, 8, 9, 10, 15, and SIE licenses. George specializes in providing financial planning, investment consulting services, and portfolio management for individuals and businesses. He is committed to providing his clients with personalized financial advice and solutions that meet their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/14/2024 - Present
Wells Fargo Clearing Services, LLC (CORAL GABLES FL)
NY
08/21/1990 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/20/1980 - 08/27/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
03/20/1979 - 11/17/1980
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/18/1978 - 03/05/1979
LOEB PARTNERS
NA
05/05/1977 - 03/05/1979
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
03/02/1976 - 03/05/1979
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 01/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/1982
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1984
Series 3 - National Commodity Futures Examination
BC
Issued 05/10/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 04/02/1982
PC - AMEX Put and Call Exam
BC
Issued 10/23/1981
Series 5 - Interest Rate Options Examination
BC
Issued 02/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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