Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Chui is a financial advisor with Pruco Securities, LLC. George has been in the financial services industry since 2010. George is registered to provide investment advice in 11 states including Georgia, Florida, Maryland, Pennsylvania, Texas, North Carolina, Kentucky, Tennessee, Virginia, South Carolina, and West Virginia. George also holds Series 6, 7, 24, 63 and 66 licenses. Prior to working at Pruco Securities, LLC, George was employed at WELLS FARGO CLEARING SERVICES, LLC, ST. BERNARD FINANCIAL SERVICES, INC., MML INVESTORS SERVICES, LLC, P.J. ROBB VARIABLE CORPORATION, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, E*TRADE SECURITIES LLC, MML INVESTORS SERVICES, LLC, and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
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Compensation from lpl enterprise, llc
1
2
GA
09/05/2024 - Present
Pruco Securities, LLC (ATLANTA GA)
GA
03/06/2024 - 08/30/2024
WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)
AR
03/21/2023 - 12/22/2023
ST. BERNARD FINANCIAL SERVICES, INC. (RUSSELLVILLE AR)
GA
10/03/2022 - 01/03/2023
MML INVESTORS SERVICES, LLC (ATLANTA GA)
TN
03/25/2022 - 08/24/2022
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
GA
12/05/2017 - 03/09/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MARIETTA GA)
GA
10/04/2013 - 08/24/2017
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
03/13/2012 - 08/02/2013
MML INVESTORS SERVICES, LLC (ATLANTA GA)
GA
11/05/2008 - 10/27/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ATLANTA GA)
BOTH
Issued 01/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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