Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Johns is a financial professional with over 30 years of experience in the industry. George has held various roles at prominent financial institutions, including Salomon Brothers Inc., CS First Boston Corporation, Smith Barney Inc., Banc of America Securities LLC, Wachovia Capital Markets, LLC, and Sandler, O'Neill & Partners, L.P. George is currently registered with Piper Sandler & Co. and is a Series 7, 10, 24, 62, 63, and 79TO licensed representative. George is also a Series 63 and SIE licensed representative. George specializes in public finance consulting and provides analytical reports for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
09/10/2007 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NC
04/12/2007 - 10/02/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
NC
11/18/2004 - 04/10/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
NY
05/06/1999 - 10/19/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/28/1997 - 01/26/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
04/20/1993 - 01/26/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
09/25/1985 - 04/12/1993
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
07/20/1983 - 08/19/1983
DILLON, READ & CO. INC.
BC
Issued 09/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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