Unclaimed
George Charter Harrison is an Investment Advisor Representative associated with Stifel, Nicolaus & Company, Inc. George has been in the securities industry since January 1994. George has held previous positions at ROBERT W. BAIRD & CO. INCORPORATED, MCADAMS WRIGHT RAGEN, INC., and WELLS FARGO INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
03/12/2019 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
11/07/2014 - 03/11/2019
ROBERT W. BAIRD & CO. INCORPORATED (Seattle WA)
WA
05/12/2003 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (SEATTLE WA)
CA
02/01/1994 - 05/15/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
IA
Issued 08/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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