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George Charles Notter

Jefferies LLC

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About George Charles Notter

George Notter is a financial advisor with Jefferies LLC and has been in the industry since 1995. George is registered in 53 states and holds the Series 63, 7, 86, 87, and SIE licenses.

Firm Information

George Notter is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Notter’s Registration & Firm History

CA

05/03/2004 - Present

Jefferies LLC (SAN FRANCISCO CA)

NY

06/22/2000 - 03/29/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/06/1998 - 03/17/2000

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

MN

08/01/1995 - 04/06/1998

WESSELS, ARNOLD & HENDERSON, L.L.C. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 11/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/22/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/08/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/24/1995

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for George Charles Notter.
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