Unclaimed
George Kaiser has been in the securities industry since November 7, 1991. George currently works at Redmont Capital Markets LLC, where George joined on October 19, 2023. George has held previous positions at Perigee Securities LP, Tag Wealth Management, LLC, Stifel, Nicolaus & Company, Incorporated, Wunderlich Securities, Inc., A. G. Edwards & Sons, Inc. and Goldman, Sachs & Co. George holds licenses for Series 3, 5, 7, and 63 and the SIE exam. George holds registrations in Alabama, Iowa, Louisiana, Mississippi, New York, Oklahoma, Oregon, South Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
10/19/2023 - Present
Redmont Capital Markets LLC (Birmingham AL)
FL
10/04/2018 - 06/15/2023
PERIGEE SECURITIES LP (SARASOTA FL)
AZ
04/14/2015 - 09/29/2015
TAG WEALTH MANAGEMENT, LLC (PHOENIX AZ)
MO
01/04/2011 - 04/16/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
11/04/2009 - 12/23/2010
WUNDERLICH SECURITIES, INC. (ST. LOUIS MO)
MO
06/11/1990 - 12/10/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
10/19/1983 - 03/03/1988
GOLDMAN, SACHS & CO.
BC
Issued 11/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2015
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1990
Series 3 - National Commodity Futures Examination
BC
Issued 04/12/1984
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
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