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George Charles Kaiser

Redmont Capital Markets LLC

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About George Charles Kaiser

George Kaiser has been in the securities industry since November 7, 1991. George currently works at Redmont Capital Markets LLC, where George joined on October 19, 2023. George has held previous positions at Perigee Securities LP, Tag Wealth Management, LLC, Stifel, Nicolaus & Company, Incorporated, Wunderlich Securities, Inc., A. G. Edwards & Sons, Inc. and Goldman, Sachs & Co. George holds licenses for Series 3, 5, 7, and 63 and the SIE exam. George holds registrations in Alabama, Iowa, Louisiana, Mississippi, New York, Oklahoma, Oregon, South Carolina and Texas.

Firm Information

George Kaiser is currently registered with Redmont Capital Markets LLC. Redmont Capital Markets LLC is a Limited Liability Company formed in December 2018. The firm is registered with the SEC and in 16 states, including Alabama, Colorado, Georgia, Idaho, Illinois, Iowa, Kentucky, Louisiana, Mississippi, New York, North Carolina, Oklahoma, Oregon, South Carolina, Tennessee, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Kaiser’s Registration & Firm History

AL

10/19/2023 - Present

Redmont Capital Markets LLC (Birmingham AL)

FL

10/04/2018 - 06/15/2023

PERIGEE SECURITIES LP (SARASOTA FL)

AZ

04/14/2015 - 09/29/2015

TAG WEALTH MANAGEMENT, LLC (PHOENIX AZ)

MO

01/04/2011 - 04/16/2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

MO

11/04/2009 - 12/23/2010

WUNDERLICH SECURITIES, INC. (ST. LOUIS MO)

MO

06/11/1990 - 12/10/2007

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NA

10/19/1983 - 03/03/1988

GOLDMAN, SACHS & CO.

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Licenses & Designations

BC

Issued 11/13/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/04/2018

Series 7 - General Securities Representative Examination

BC

Issued 09/29/2015

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/1990

Series 3 - National Commodity Futures Examination

BC

Issued 04/12/1984

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Charles Kaiser.
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