Unclaimed
George Braithwaite is a financial advisor at Cetera Advisor Networks LLC, a firm headquartered in Florham Park, NJ. George has over 40 years of experience in the financial industry and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New Jersey. George has passed the Series 6, 26, and 63 exams. He is also a registered representative in 19 other states. His previous employer was Pennsylvania Securities Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/23/1989 - Present
Cetera Advisor Networks LLC (FLORHAM PARK NJ)
NA
04/30/1982 - 05/23/1989
PENNSYLVANIA SECURITIES COMPANY
BC
Issued 04/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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