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George Carroll Fowler

Southeast Investments, N.c., Inc.

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About George Carroll Fowler

George Fowler is a financial professional with over 30 years of experience in the industry. George holds multiple FINRA licenses, including Series 6, Series 22 and Series 63. George is currently registered with Southeast Investments, N.c., Inc. and has been with them since August 2003. George specializes in financial planning and portfolio management for individuals and businesses.

Firm Information

George Fowler is currently registered with Southeast Investments, N.c., Inc.. Southeast Investments, N.c., Inc. is a Corporation that was formed on December 6, 1996. They are a registered investment advisor with the SEC and all 51 states. They provide financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. They also offer wrap fee program participation.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Offer products as a b/d on a commission basis

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George Fowler’s Registration & Firm History

NC

08/01/2003 - Present

Southeast Investments, N.c., Inc. (CHARLOTTE NC)

CA

07/11/2002 - 07/31/2003

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

VA

12/01/1997 - 01/25/2002

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

VA

11/22/1985 - 12/01/1997

FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)

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Licenses & Designations

BC

Issued 03/13/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/1986

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 11/21/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Carroll Fowler.
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