Unclaimed
George Carmelo Dominello is an Investment Advisor Representative with RBC Capital Markets, LLC in Farmington, Connecticut. George Dominello has been in the industry since September 27, 1981. George Carmelo Dominello is also a Registered Representative of RBC Capital Markets, LLC in Farmington, Connecticut. George Carmelo Dominello is a Series 65 and Series 63 licensed individual. Previously, George Carmelo Dominello was a Registered Representative of Wells Fargo Clearing Services, LLC in FARMINGTON, CT and an Investment Advisor Representative of ADVEST, INC. in HARTFORD, CT. George Carmelo Dominello has passed the Series 3, Series 7, Series 8 and SIE Exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/25/2017 - Present
RBC Capital Markets, LLC (Farmington CT)
CT
11/18/2005 - 10/26/2017
WELLS FARGO CLEARING SERVICES, LLC (FARMINGTON CT)
CT
09/28/1981 - 12/13/2005
ADVEST, INC. (HARTFORD CT)
IA
Issued 07/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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