Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Butler Pugh is a financial advisor with over 49 years of experience in the industry. George currently works at Raymond James & Associates, Inc. George has worked at several firms throughout his career, including Morgan Keegan & Company, Inc. and Scott & Stringfellow, Inc. George holds a variety of licenses and certifications including Series 7, 10, 9, 24, 40, 50, 52, 53, 63, 79, and SIE. George is registered in Georgia, New York, South Carolina and Virginia. George's specializations include portfolio management for individuals, portfolio management for businesses, financial planning, selection of other advisors, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/02/2013 - Present
Raymond James & Associates, Inc. (ST. SIMONS ISLAND GA)
GA
03/01/2002 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (ST SIMONS ISLAND GA)
VA
07/12/1973 - 04/29/2002
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
BC
Issued 12/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/29/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/26/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/10/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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