Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Bromley Malin is a financial advisor with over 40 years of experience in the financial services industry. George currently works at UBS Financial Services Inc. and has held previous positions at KIDDER, PEABODY & CO. INCORPORATED, SMITH BARNEY SHEARSON INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. George is registered in 36 states for securities and investment advisory services. George also has a real estate partnership called SIX PEAKS LLC. which he started in 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
04/05/2000 - Present
UBS Financial Services Inc. (BOSTON MA)
NY
03/01/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
01/20/1986 - 03/09/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
09/26/1978 - 01/31/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/02/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1987
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 02/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure George Malin is the right advisor for you? Invested Better is here to help.
