Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Bromley Malin is an active investment advisor and broker with UBS Financial Services Inc. Malin has been in the financial services industry since 1976 and has a strong track record of experience with firms such as Kidder, Peabody & Co. Incorporated, Smith Barney Shearson Inc., and Merrill Lynch. Malin's areas of expertise include financial planning, pension consulting, and portfolio management for both individuals and businesses. Malin holds the Series 3, 5, 7, 10, 63, and 65 licenses. Malin is registered in 36 states and the District of Columbia. Malin also has experience in real estate partnerships and has been a partner in Six Peaks LLC since 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
04/05/2000 - Present
Ubs Financial Services INC. (BOSTON MA)
NY
03/01/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
01/20/1986 - 03/09/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
09/26/1978 - 01/31/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/02/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 10/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/13/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/9/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/1987
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 9/8/1977
PC - AMEX Put and Call Exam
BC
Issued 2/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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