Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Brickfield is a financial professional with over two decades of experience in the industry. George is currently registered with Stonex Financial Inc., and has held prior positions with firms such as TIGRESS FINANCIAL PARTNERS, LLC, BTIG, LLC, and Jefferies LLC. George holds a range of licenses including Series 7, 24, 63, 65, 86, 87, and SIE. George has demonstrated a commitment to professional development, maintaining registrations across various states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/07/2020 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
04/27/2021 - 09/21/2021
TIGRESS FINANCIAL PARTNERS, LLC (NEW YORK NY)
NY
02/06/2017 - 04/09/2020
BTIG, LLC (New York NY)
NY
11/15/2013 - 12/27/2016
JEFFERIES LLC (NEW YORK NY)
NY
09/08/2009 - 11/01/2013
SEA PORT GROUP SECURITIES, LLC (MONTAUK NY)
NY
06/19/2006 - 06/11/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
CT
04/09/2004 - 07/12/2006
UBS SECURITIES LLC (STAMFORD CT)
NJ
08/23/2002 - 04/13/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/28/1994 - 05/25/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 12/08/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
03/26/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/25/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/23/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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