Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Borden Banks is a financial advisor registered with Raymond James & Associates, Inc. George Banks has been working in the securities industry since September 10, 2009 and is licensed to offer securities and investment advisory services in multiple states. George Banks' current employment at Raymond James & Associates, Inc. began on August 14, 2023. George Banks also works for Raymond James Financial Services Advisors, Inc. where his employment began on May 2, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
08/14/2023 - Present
Raymond James & Associates, Inc. (Memphis TN)
FL
02/22/2016 - 03/09/2018
SCOTTRADE, INC. (LARGO FL)
FL
06/19/2013 - 03/04/2016
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (TAMPA FL)
FL
06/19/2013 - 03/04/2016
MUTUAL OF AMERICA SECURITIES LLC (TAMPA FL)
FL
07/22/2009 - 05/31/2013
SECURITIES RESEARCH, INC. (TAMPA FL)
BOTH
Issued 05/25/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
M
MEMX LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure George Banks is the right advisor for you? Invested Better is here to help.
