Unclaimed
George Needham is a registered representative at Needham & Company, LLC. George has been in the industry since 1972, with experience at CS First Boston Corporation and Needham & Company, LLC. George has a wide range of experience in the financial industry and holds several industry licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
06/17/1985 - Present
Needham & Company, LLC (NEW YORK NY)
NA
03/28/1972 - 04/11/1985
CS FIRST BOSTON CORPORATION
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/30/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure George Needham is the right advisor for you? Invested Better is here to help.