Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Gagnon is a financial advisor with Capitol Securities Management, Inc. in Tampa, Florida. George has been in the securities industry since 1970. George is registered with the state of Florida to offer investment advice, and is also registered in California to offer brokerage services. George previously worked for First Southeastern Securities Group, Incorporated and First Southeastern Company in Tampa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/27/2021 - Present
Capitol Securities Management, Inc. (TAMPA FL)
FL
12/19/1983 - 09/19/2007
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (TAMPA FL)
NA
02/08/1979 - 01/13/1984
FIRST SOUTHEASTERN COMPANY
NA
07/19/1977 - 04/06/1979
THOMSON MCKINNON SECURITIES INC.
NA
12/17/1974 - 09/02/1977
REYNOLDS SECURITIES, INC.
NA
08/10/1970 - 01/07/1975
SHEARSON, HAMMILL & CO., INCORPORATED
BOTH
Issued 05/07/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/28/1983
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/11/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/21/1983
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/13/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/07/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure George Gagnon is the right advisor for you? Invested Better is here to help.
