Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Puliafico is a financial advisor with Raymond James Financial Services, Inc. He has been in the industry since 1983 and holds Series 6, 7, 24, and 63 licenses. George is registered in 15 states, including Massachusetts, Connecticut, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/04/1999 - Present
Raymond James Financial Services, Inc. (WALPOLE MA)
FL
03/31/1994 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
07/31/1993 - 04/11/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
11/21/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/23/1984 - 08/26/1986
IDS MARKETING CORPORATION
NA
08/23/1984 - 08/25/1986
IDS FINANCIAL SERVICES INC.
NA
08/12/1983 - 09/04/1984
FIRST INVESTORS CORPORATION
BC
Issued 08/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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