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George Allen Davis

R. F. Lafferty & CO., Inc.

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About George Allen Davis

George Allen Davis is a financial advisor with over 50 years of experience in the industry. He is currently registered with R. F. Lafferty & Co., Inc. and has been with them since January 2022. Prior to this, George worked at WESTERN INTERNATIONAL SECURITIES, INC. and NORTHEAST SECURITIES, LLC. George is a licensed advisor in Arkansas, California, Colorado, Connecticut, Florida, Georgia, Mississippi, New Jersey, New York, and Texas. George specializes in providing portfolio management for individuals and selection of other advisors.

Firm Information

George Davis is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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George Davis’s Registration & Firm History

NY

01/03/2022 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

11/18/2018 - 12/31/2021

WESTERN INTERNATIONAL SECURITIES, INC. (Brooklyn NY)

NY

11/01/2002 - 12/31/2018

NORTHEAST SECURITIES, LLC (Brooklyn NY)

NY

06/19/1969 - 11/13/2002

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/19/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/1977

PC - AMEX Put and Call Exam

BC

Issued 09/13/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for George Allen Davis. Review regulatory record here.
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