Unclaimed
George Alfred Rendon is a financial advisor with over 40 years of experience in the industry. George is currently registered with LPL Financial LLC, and has held previous registrations with Associated Securities Corp., RSR Capital Group, Inc., Robert Thomas Securities, Inc, and Municicorp of California. George is licensed to provide financial advice in multiple states, including California, Texas, Arizona, Colorado, Florida, Idaho, Illinois, Louisiana, Maryland, Minnesota, Montana, Nebraska, Nevada, New Mexico, New York, North Carolina, Ohio, Oregon, South Dakota, Tennessee, and Washington. George is dedicated to providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/13/2010 - Present
LPL Financial LLC (SAN CLEMENTE CA)
CA
11/17/1995 - 09/08/2009
ASSOCIATED SECURITIES CORP. (NEWPORT BEACH CA)
NA
12/07/1990 - 01/01/1996
RSR CAPITAL GROUP, INC.
FL
02/01/1990 - 12/12/1990
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
CA
04/18/1977 - 02/08/1990
MUNICICORP OF CALIFORNIA (WOODLAND HILLS CA)
BOTH
Issued 01/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1987
Series 24 - General Securities Principal Examination
BC
Issued 04/18/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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