Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge Alexander Compton is a financial advisor with LPL Financial LLC. George has been in the financial services industry since 1995 and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. George is registered with FINRA and has a Series 7, 6, 63, 66, and 24 licenses. George has a long history of working with several firms including Waddell & Reed, Signator Investors, Inc., and Transamerica Financial Advisors, Inc. George is committed to providing his clients with personalized financial advice that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/21/2021 - Present
LPL Financial LLC (ST PETERSBURG FL)
FL
11/10/2016 - 07/21/2021
WADDELL & REED (TRINITY FL)
FL
05/13/2016 - 12/01/2016
SIGNATOR INVESTORS, INC. (PORT RICHEY FL)
FL
07/18/1997 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (PORT RICHEY FL)
CA
03/19/1996 - 07/23/1997
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
AZ
05/10/1995 - 03/15/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 10/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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