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George Alberto Castillo

Glendale Securities, Inc.

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About George Alberto Castillo

George Alberto Castillo is a financial professional with over 30 years of experience in the securities industry. George is currently registered with Glendale Securities, Inc. and has a Series 7, 24, 55, 63 and SIE licenses. George also holds the Series 4 and Series 99TO and Series 57TO licenses. George is registered in 46 states and is a member of FINRA. Before joining Glendale Securities, Inc., George was employed by Mundial Financial Group, LLC and Velox Securities, Inc.

Firm Information

George Castillo is currently registered with Glendale Securities, Inc.. Glendale Securities, Inc. is a Corporation formed in 2002-08-19 and is approved. The firm is registered in 47 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Castillo’s Registration & Firm History

CA

09/30/2005 - Present

Glendale Securities, Inc. (SHERMAN OAKS CA)

NY

01/14/2011 - 06/08/2017

MUNDIAL FINANCIAL GROUP, LLC (NEW YORK NY)

CA

11/16/2016 - 02/10/2017

VELOX SECURITIES, INC. (ANAHEIM CA)

CA

01/21/2005 - 11/16/2005

COMPUTER CLEARING SERVICES INC (GLENDALE CA)

CA

01/10/1994 - 01/12/2005

NATIONAL CLEARING CORP. (SHERMAN OAKS CA)

NA

08/20/1993 - 12/31/1993

REYNOLDS KENDRICK STRATTON, INC.

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Licenses & Designations

BC

Issued 07/07/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2004

Series 4 - Registered Options Principal Examination

BC

Issued 09/18/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/19/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for George Alberto Castillo. Review regulatory record here.
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