Unclaimed
George Albert Jones is a financial professional with over 15 years of experience in the industry. George is currently registered with Scotia Capital (usa) Inc. in New York, NY. George has held previous positions at firms including, Commerz Markets LLC, RBS Securities Inc. and Barclays Capital Inc. George holds the Series 7 and SIE licenses and has experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2020 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
09/14/2015 - 11/17/2020
COMMERZ MARKETS LLC (NEW YORK NY)
CT
11/18/2010 - 09/23/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
04/19/2007 - 11/12/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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