Invested Better
Unclaimed

Unclaimed

Unclaimed

George Alan Paxton

Osaic Wealth, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you George? Claim Your Profile

About George Alan Paxton

George Paxton has been in the financial industry for over 37 years. George is currently a Registered Representative and Investment Advisor Representative with Osaic Wealth, Inc., and holds Series 6, 7, 22, 24, 26, 63, and 65 licenses. George has previously worked with SII Investments, Inc., Cambridge Investment Research, Inc., Raymond James Financial Services, Inc., Royal Alliance Associates, Inc., Jackson National Financial Services, Inc., Ameritas Investment Corp., and Mutual of Omaha Fund Management Company. George is a registered advisor in Arizona, Colorado, Florida, Iowa, Kansas, Missouri, Nebraska, South Dakota, Texas, and Wisconsin. George offers financial planning, portfolio management for individuals and businesses, and pension consulting services.

Firm Information

George Paxton is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

George Paxton’s Registration & Firm History

NE

03/27/2024 - Present

Osaic Wealth, Inc. (PAPILLION NE)

NE

10/04/2017 - 04/02/2024

CAMBRIDGE INVESTMENT RESEARCH, INC. (Papillion NE)

NE

09/20/2006 - 10/04/2017

SII INVESTMENTS, INC. (PAPILLION NE)

NE

09/24/1999 - 09/26/2006

RAYMOND JAMES FINANCIAL SERVICES, INC. (NEBRASKA CITY NE)

WI

03/27/1996 - 09/24/1999

SII INVESTMENTS, INC. (APPLETON WI)

AZ

06/01/1994 - 03/25/1996

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

CA

09/25/1992 - 06/01/1994

JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)

NE

11/09/1984 - 12/31/1989

AMERITAS INVESTMENT CORP. (LINCOLN NE)

NA

02/04/1983 - 07/09/1984

MUTUAL OF OMAHA FUND MANAGEMENT COMPANY

Not sure if George Alan Paxton is right for you?

Licenses & Designations

IA

Issued 12/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/25/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/1999

Series 24 - General Securities Principal Examination

BC

Issued 03/27/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1999

Series 7 - General Securities Representative Examination

BC

Issued 11/28/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 02/03/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Alan Paxton.
Not sure if George Alan Paxton is right for you?