Unclaimed
George Paxton has been in the financial industry for over 37 years. George is currently a Registered Representative and Investment Advisor Representative with Osaic Wealth, Inc., and holds Series 6, 7, 22, 24, 26, 63, and 65 licenses. George has previously worked with SII Investments, Inc., Cambridge Investment Research, Inc., Raymond James Financial Services, Inc., Royal Alliance Associates, Inc., Jackson National Financial Services, Inc., Ameritas Investment Corp., and Mutual of Omaha Fund Management Company. George is a registered advisor in Arizona, Colorado, Florida, Iowa, Kansas, Missouri, Nebraska, South Dakota, Texas, and Wisconsin. George offers financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
03/27/2024 - Present
Osaic Wealth, Inc. (PAPILLION NE)
NE
10/04/2017 - 04/02/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (Papillion NE)
NE
09/20/2006 - 10/04/2017
SII INVESTMENTS, INC. (PAPILLION NE)
NE
09/24/1999 - 09/26/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEBRASKA CITY NE)
WI
03/27/1996 - 09/24/1999
SII INVESTMENTS, INC. (APPLETON WI)
AZ
06/01/1994 - 03/25/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
09/25/1992 - 06/01/1994
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
NE
11/09/1984 - 12/31/1989
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NA
02/04/1983 - 07/09/1984
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/27/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/03/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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