Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you George? Claim Your ProfileGeorge A. Pettey is a financial advisor associated with Raymond James & Associates, Inc., a well-established firm with a long history of providing financial advice. George has been in the financial services industry since 2002. George has experience with various financial products and services, including financial planning, portfolio management, and selection of other advisors. George has a solid record of passing industry exams, holding multiple licenses and certifications, and has a proven track record of success in serving clients. George has worked for various firms throughout their career, including Neuberger Berman, LLC, ExodusPoint Capital Management and Point72 Asset Management. George is a highly experienced and knowledgeable financial advisor who is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
09/30/2024 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
NY
11/14/2002 - 10/18/2005
NEUBERGER BERMAN, LLC (NEW YORK NY)
IA
Issued 08/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2024
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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