Unclaimed
George Covo is a financial professional with over 15 years of experience in the industry. George currently works at HSBC Securities (USA) Inc. and has been actively involved in the financial services industry since September 25, 2008. George holds a Series 63, Series 7, Series 79, and SIE licenses and is registered to provide securities and investment advisory services in all 50 states and the District of Columbia. Previous to working at HSBC Securities (USA) Inc., George was a registered representative at Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
12/13/2023 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
11/30/2015 - 09/27/2023
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/21/2006 - 12/22/2008
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
07/13/2001 - 03/28/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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