Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geojoe? Claim Your ProfileGeojoe Thomas is an active registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Geojoe has been in the industry since 2011 and holds Series 4, 7, 10, 24 and 66 licenses. Geojoe has worked for Merrill Lynch, Pierce, Fenner & Smith Inc. since March 2011. Prior to that Geojoe worked for BOFA DISTRIBUTORS, INC. and PRUCO SECURITIES, LLC.. Geojoe is registered in California and specializes in providing financial advice to individuals, corporations, businesses, charitable organizations, insurance companies, investment companies, pension and profit sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/19/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ESCONDIDO CA)
MA
09/29/2011 - 04/18/2016
BOFA DISTRIBUTORS, INC. (BOSTON MA)
NJ
07/14/2003 - 02/09/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 03/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 09/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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