Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Yiwen Chang is a financial professional with over 20 years of experience in the industry. Chang is currently registered with TD Securities (usa) LLC and holds a variety of licenses and certifications, including Series 7, Series 63, Series 66, Series 24 and Series 79TO. Chang's previous experience includes roles at firms such as Citigroup Global Markets Inc., ABN AMRO Incorporated and Brown Brothers Harriman & Co. Chang is registered with the state of New York and is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/01/2016 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
01/18/2008 - 05/23/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/12/2004 - 06/01/2007
ABN AMRO INCORPORATED (NEW YORK NY)
NY
10/01/2000 - 07/09/2004
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
BC
Issued 01/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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