Unclaimed
Geoffrey Knopp is a financial advisor with Natwest Markets Securities Inc., located in Stamford, Connecticut. Geoffrey has been in the financial industry since May 1, 2002 and has been registered with FINRA since September 12, 2016. He is currently licensed to sell securities in all 50 states. Prior to joining Natwest Markets Securities Inc., Geoffrey worked at Imperial Capital, LLC, MUFG, Deutsche Bank Securities Inc., Chase Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/12/2016 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
CA
05/09/2016 - 08/23/2016
IMPERIAL CAPITAL, LLC (SAN FRANCISCO CA)
CA
01/09/2013 - 03/03/2015
MUFG (SAN FRANCISCO CA)
CA
04/23/2001 - 10/04/2012
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
NY
04/18/2000 - 06/16/2000
CHASE SECURITIES INC. (NEW YORK NY)
NY
12/07/1999 - 03/28/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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