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Geoffrey Woolsey Knopp

Natwest Markets Securities Inc.

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About Geoffrey Woolsey Knopp

Geoffrey Knopp is a financial advisor with Natwest Markets Securities Inc., located in Stamford, Connecticut. Geoffrey has been in the financial industry since May 1, 2002 and has been registered with FINRA since September 12, 2016. He is currently licensed to sell securities in all 50 states. Prior to joining Natwest Markets Securities Inc., Geoffrey worked at Imperial Capital, LLC, MUFG, Deutsche Bank Securities Inc., Chase Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Geoffrey Knopp is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Knopp’s Registration & Firm History

CT

09/12/2016 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

CA

05/09/2016 - 08/23/2016

IMPERIAL CAPITAL, LLC (SAN FRANCISCO CA)

CA

01/09/2013 - 03/03/2015

MUFG (SAN FRANCISCO CA)

CA

04/23/2001 - 10/04/2012

DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)

NY

04/18/2000 - 06/16/2000

CHASE SECURITIES INC. (NEW YORK NY)

NY

12/07/1999 - 03/28/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Geoffrey Woolsey Knopp.
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