Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Werner Smith is an investment advisor representative at Kestra Advisory Services, LLC in Cedar Park, TX. Geoffrey has been working in the financial industry since 2000. Geoffrey is licensed to sell securities in Texas. Geoffrey has also worked at several other firms in the past, including Capital One Investment Services LLC, Chase Investment Services Corp., Boston Capital Securities, Inc., and FSP Investments LLC. Geoffrey is a graduate of the University of Texas at Austin with a degree in Finance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
04/19/2016 - Present
Kestra Advisory Services, LLC (CEDAR PARK TX)
TX
04/17/2009 - 11/09/2011
CAPITAL ONE INVESTMENT SERVICES LLC (ROUND ROCK TX)
TX
06/29/2006 - 04/08/2009
CHASE INVESTMENT SERVICES CORP. (ROUND ROCK TX)
MA
09/15/2005 - 04/17/2006
BOSTON CAPITAL SECURITIES, INC. (BOSTON MA)
MA
05/02/2000 - 09/06/2005
FSP INVESTMENTS LLC (WAKEFIELD MA)
BOTH
Issued 03/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/01/2000
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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