Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey W. Smith is a financial professional with over 17 years of experience in the industry. Geoffrey is a Registered Representative and General Securities Principal with Harris Williams. Geoffrey holds the Series 7, 24, 63, and 79TO licenses, along with the SIE exam. Geoffrey is registered with FINRA and is licensed in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
09/27/2005 - Present
Harris Williams (RICHMOND VA)
BC
Issued 02/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Geoffrey Smith is the right advisor for you? Invested Better is here to help.
