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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Waters is a financial advisor with Alpha Cubed Investments, LLC in Irvine, CA. Geoffrey has been in the industry since 1998 and has a wide range of experience in financial planning, portfolio management, and insurance. Geoffrey is also a Certified Financial Planner. Geoffrey has previously worked at Fidelity Brokerage Services LLC and Simmers Capital Management Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/21/2023 - Present
Alpha Cubed Investments, LLC (IRVINE CA)
CA
02/09/2000 - 08/30/2023
FIDELITY BROKERAGE SERVICES LLC (MISSION VIEJO CA)
AZ
08/12/1998 - 10/14/1998
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BOTH
Issued 07/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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