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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Geoffrey? Claim Your ProfileGeoffrey Taylor Griffin has been a financial advisor for over 35 years. Currently, Geoffrey Taylor Griffin is a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Geoffrey Taylor Griffin has experience in the securities industry dating back to 1987. Geoffrey Taylor Griffin is registered in 28 states to provide investment advice to individuals, businesses, and institutions. Geoffrey Taylor Griffin offers investment advice, financial planning, and portfolio management services to clients. Geoffrey Taylor Griffin is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/20/2016 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
NC
02/22/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
09/29/1989 - 02/28/1991
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NC
07/22/1987 - 10/17/1989
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 03/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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