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Geoffrey Stuart Benson

Smbc Nikko Securities America, Inc.

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About Geoffrey Stuart Benson

Geoffrey Benson is a financial advisor who is currently registered with Smbc Nikko Securities America, Inc. Geoffrey has been in the industry since 1998. Geoffrey Benson holds several securities licenses including Series 7, Series 63, Series 24, Series 79TO and SIE. Geoffrey Benson has a strong track record of success in the financial services industry and has been providing clients with a high level of service for over 20 years.

Firm Information

Geoffrey Benson is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Geoffrey Benson’s Registration & Firm History

NY

11/02/2018 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

10/02/2019 - 04/19/2024

SMBC NIKKO SECURITIES CANADA, LTD. (NEW YORK NY)

NY

10/01/2008 - 11/01/2018

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/01/2000 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/29/1999 - 12/31/1999

GLEACHER & CO. LLC (NEW YORK NY)

NY

01/30/1998 - 06/29/1999

NATWEST FINANCE INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/01/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Geoffrey Stuart Benson.
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